# Part1: Toward a Seismic, Real-Time DBMS Schema

### by

## Carl E. Johnson

### Department of Geology
University of Hawaii at Hilo

## Introduction

Rapid development on several fronts in rapid response seismic systems hold forth the promise that a truly integrated and internetworked real-time seismic data collection and distribution system lies just over the horizon. This has been the ever elusive "holy grail" of regional network operators, the tortured few who by blood, sweat, and tears carry the local network world on their backs. The purpuse of this report is to develop a foundation for developing a very general schema which is also appropriate for real-time and rapid response applications. It is anticipated that the distillation and merging of the best ideas from each approach will be the subject of a subsequent report.

We begin by analyzing three current schemata spanning a range of application objectives that are either in use or actively under development. These are the NCEDC Schema that is a group effort involving the Berkeley Seismological Laboratory, U.S. Geological Survey's Calnet, and the Seismological Laboratory at Caltech. The structure of this document consists of three sections analyzing each of these schemata followed by a section focussed on more general issues that should be resolved during the development of s more general schema. Some of these conclude with specific recommendations, although most simply develop a specific issue. There are also several other approaches that perhaps should have been investigated. Amoung these are the IRIS/DMC schema which was in flux between a network and a relational DBMS structure based on Oracle.

Since much of the discussion is based on a discussion of details of entity relationship diagrams (ERDs), a brief tutorial has been provided. The level of the tutorial is meant to help management level personel with a general knowledge of databases and their application to understand how various approaches might better support general program goals. It is understandable if you find this document about as exciting as the post mortem of a bridge tournament. Furthermore, the whole process would seem a bit suspect. Speculating on processing strategies based on schema architecture seems a bit like trying to understand the survival strategy of a velociraptor based on a study of its fossilized bones. In any case, this is the beginning, not the end, and for want of a better strategy, at this time it seems like the logical thing to do.

## Current Directions

All three schemata examined are structurally very similar, although this isn't immediately obvious since the names assigned to similar tables are different and diagrams are drafted in radically different styles.. To facilitate a direct comparison, all three have been redrawn using a single diagramatic convention, "crow's foot", and layout. The layout divides each diagram into four columns labelled DATA, LINK, SUMMARY, and CATALOG, going from left to right. Intentially this follows the sequence of processing in a real-time seismic response system with increasing refinement progressing from left to right. The following table compares the relational entities by function for the three schemata. Tables in the same row are functionally very similar, although in almost all cases differences exist at the level of relationships and information content.

CSS 3.0/3.1 | NCEDC 1.4.3 | USGS Phase II
--- | --- | ---
ORIGIN | Origin | Origin
ORIGERR | Origin_Error | Origin
EVENT | Event | Event
| Significant_Event |
ASSOC | AssocArO | Link
ARRIVAL | Arrival | Pick
STASSOC |  |
NETMAG | Netmag | Magnitude
STAMAG | AssocAmM |
AMPLITUDE | Amp | Pick
| AssocAmO |
| Mec | Mechanism
| Coda | Pick
| AssocCoM |
WFTAG |  | SCN
WFDISC |  | Snippet
Table 1: Comparison of tables names for homologous entites in the IDC, NCDEC, and PG&E/USGS schemata. Table names in the same row perform similar rows for each schema for which a table name is listed. Table names shown in italics indicates a secondary use for the table, such as coda data stored in a Pick table.

The following three sections should be read in the order presented. Discussions build on arguments and issues introduced in preceding sections. This is particularly true for the IDC schema, which is used as a basis for both of the other two.

### IDC: CSS 3.0/3.1 Core

The first schema to be examined was developed by the IDC (International Data Centre) to fascilitate recognition and verification of treaty compliance in support of a nuclear test ban treaty. This approach is used as a standard of comparison when analyzing the other two. As perhaps the most mature relational design in the seismological community, it finds its roots in the venerable CSS 3.0/3.1 (Center for Seismic Studies). Being the oldest does not make it the most efficacious although subsequent approaches can undoubtedly benefit by learning from previous experiences. In some areas one finds vestigal structures, such as apparently unused foreign keys, that suggest major restructuring of the architecture. Despite such short comings, however, the IDC schema is tight, elegant, and funtionally well designed and much can be learned by studying its structures and relationships.

### NCEDC: Parametric Information

The second schema investigated was that developed by the NCEDC (Northern California Earthquake Data Center) at the Univerity of California at Berkeley. It represents the efforts of a consortium of scientists and technicians from the NCEDC, SCEC (Southern California Earthquake Consortium), and the U.S. Geological Survey in Menlo Park. The schema is documented in three parts, the first structuring parametric data and derived information such as magnitudes and hypocenters which follows the IDC approach generally with some rather interesting and insightful twists. The second part of the schema is used to store chronological infrastructure information such as station parameters, signal processing paths, and active component settings. This part of the schema is essentially a relational form of the SEED format. The final part of the schema documented by the NCEDC provides for the storage of digital waveform data. Because it appeared late in the analysis, it is not discussed further here. The NCEDC schema offers some very solid insight in the accommodation of the diverse needs of the regional seismic networks primarily from an archival or data warehousing point of view.

### USGS/PGE: Phase II

The USGS/PGE scema is a bit of a "new kid on the block". It is also an experimental schema, intended more for evaluating the possiblities of integrating real-time seismic data processing with modern relational databases. The discussion is included here because it does address issues, such as real-time response. Initial versions were proposed by Bruce Jullian and subseqently refined to accomodate the needs of a rapid resonse system. At present most of the processing is external and the DBMS is used as an interface between real-time applications and graphical analysis of selected events. Despite its rather spartan character, it provides quite a large number of interesting design features.

## Issues and Recommendations

So far the focus has been on individual efforts and the problems and solutions found in each. While analyzing these schemata certain more general issues began to emerge. Still other issues arose during discussions, and because of their rather general nature they will be addressed here as well. For the most part these issues represent concerns that should be addressed during the design of any response oriented seismic schema. While some of the discussions may be followed by a specific recommendations, most represent no more than the beginning of discussions.

### Strong Ground Motion

Consider that there are two somewhat diverse user communities for seismic networks. The target community for this report represents one of these communities, regional network operators and scientists. The three approaches summarized above should seem familiar, at least in application, since they were drawn from this community as well. The main focus is the event, the hypocenter, that unique spot in the earth where seismic slip initiates. Granted that many of us consider the entire source region in waveform studies, but still, in some way, the identity of the thing we study is linked back to the point of initiation.

The other users of seismic networks are vested in the strong ground motion community. In this community the rupture initiation point is not nearly as important as an identifying role and in the final analysis not very important. Of greater importance is the aggragate effect on a building or facility during some period of time with the individual sources being of considerably lesser importance. These issues are directly reflected in schema design. In the schemata analyzed here, there is little support for an arrival or amplitude measurement that cannot be associated with a discrete origin. Indeed, it is almost impossible to store or subsequently retrieve such information, since identity is so strongly coupled with rupture onset. In the strong motion community such an arrival, especially if it is some kind of dynamical extremum, is in itself a critical piece of data, and must be accessible regardless of its association with specific origins. How then or even can these difference be bridged.

There is another issue that came up frequently enough in conversations that it is fair to judge that it is of some importance. This is the issue of attribution both of data and of derived products such as processed records. Apparently current funding policies strongly encourage this attitude, and the information necessary to ascertain attribution should be strongly represented in the database. Visual products, such as shake maps, should carry clear attribution of important contributors. Of course, this issue is hardly unique to the strong motion community, and as products become increasingly separate from data providers the importance of this issue can only increase.

### Data Exchange Restrictions

The issue of restriction on data exchange is in a sense a more severe form of attribution requirements. This can be a fairly nasty issue, and I would prefer not to discuss it. To understand it completely it is necessary to realize that in a very real sense seismology is being jerked out of what was essentially a barter economy, where agreements for mutual exchange of data followed perceptions of self interest, most importantly, survival in the face of diminishing resources. With the predominance of digital waveform data and the centralization of exchange such turf is become increasingly hard to defend. Although the importance of this issue is expected to diminish rapidly, it may be necessary to support exchange restrictions for the interim and such capability should be considered in the development of real time schemata.

### Core Schema

The bane of regional network seismology has always been the diversity of approach, and the plethora of innovative but radically different solutions to common problems. Many of these solutions have been nothing less than brilliant although sometimes a bit unusual. The same applies to processing routines and data structures which may also reflect local requirements. For example, some networks in Alaska and Hawaii must deal with a seismic depth range which is unnecessary elsewhere. While these local accomodations must be retained, the development of a sufficiently general "one-size-fits-all" seems elusive to the point of being impossible.

I would like to suggest that this problem be dealt with by designing a small core schema that will form the nucleus to a rather flexible, extensible architecture. This core would subtend those features that are common across the application area. For example, all event origin tables have columns for time, latitude, longitude, and depth. Additional columns vary depending upon whether the event was located as a teleseism or as a local earthquake. It would certainly be unwise to simply append teleseismic and local columns to the same table and allow applications to choose the appropriate set. I would strongly advise that a better approach is to keep the core tables simple and keyed on a unique, content-free event identifier. Locator specific parameters could then be kept in a separate table keyed on the same identifier. The core table would need a column to identify locator type, and multiple rows for a given event could reflect attempts by different locators. This mechanism provides for the inclusion of specific local methods for doing business while permitting sharing of common processing applications. It also avoids the necessity of forming a standards committee and forging agreements across the entire seismic network community that only solve the plethora of very local problems and opiinions.

### Multiple Catalogs

One problem common to regional seismic networks is the need to maintain multiple catalogs for a variety of orthogonal purposes. For example, networks generally maintain a public catalog which is the authorized information about significant earthquakes. This catalog is often far less complete than the complete catalog, which might be a list of all origins calculated, event those for very small earthquakes, special studies, and events with too few arrivals to provide adequately constrained locations. Such events serve as part of the waveform index, and considering that ones persons noise is another persons data, should not be discarded lightly. On the other hand, they are not exactly fit for consumption by the general public, or even for some parts of the research community. A catalog of quarry blasts might be retained separately from the official catalog, and so on.

How such functionality should be provided is of concern. One possibility would be to simply create multiple tables with different names but with the same column structure. Another possibility is to add a separate column for catalog type, but this hardly seems a sane approach, and creates difficulties for events associated with multiple catalogs. User partitioning, meaning that different users have accesses to different tables with the same name in their own particular views of the database fails, because some of us would like to access multiple catalogs in the same session. The first suggestion seems the most sound, but this is another issue that bears further broad discussion.

### Unique Event and Data Identifiers (CUSP Id)

This issue quickly one related to the "centricity" of processing. Generating a unique ID at an isolated location is not particularly difficult. The design of the CUSP system made heavy use of this concept. However, integration of the nations regional seismic networks would seem to scream for a multicentric approach. This multicentricity must be a fundamental consideration of schema design, and the focus is the manner by which data and summary results are assigned serial numbers their creators. The problem is more difficult that it would appear on the surface. Approaches where blocks of numbers are assigned to various contributors are more likely to be honored in the breach. A better approach might be to allow identifiers be drawn from a pool and to make the pool identification part of the identifier. One way of doing this would be to make all primary keys of this sort composite with both the assigning authority (pool) and the indentifier present. The NCEDC schema addressed this problem to some extent by including a column for the identifier assigned by the originator and then reassigning a new, locally generated identifier for the local database.

### Association Process

Three approaches come to mind when considering the implementation of association logic within the context of a modern relational database. The issues here deal with where association occurs, with respect to data entry, and to what extent the database engine itself is a player in this process. The issues focus on the manner by which association information, assoc and stamag tables in CSS 3.0, is entered into the database. Some approaches result in a simple insertion of information after the assocation process has been completed. Others require communication amoungst cooperating applications with a concommitant increase in insertions, updates, and deletions with respect to tables on the LINK layer with the database serving as a kind of communication channel.

The most modern approach suggests modeling assocation after current OTP (online trasaction processing) systems. These are familiar to credit card users; impressing a card is something like recording a phase arrival, and linking the purchase with an account is something like assocatiating a phase with an origin. It is truely unfortunate that earthquakes don't have account numbers to facilitate this process. Typically the transaction is entered into the database and subsequent processing, such as checking a purchasers credit limit might be initiated by means of a database "trigger" implemented with respect to insertions in a transaction table. This minimizes the "touch" of the transaction processing application to insertion operations. Otherwise such applications would be far more complex requiring knowledge of the "business rules" and aspects of the database architecture that would subsequently inhibit subsequent evolution of the schema. On the down side is increased overhead in that some other application would be instantiated for every transaction, and depending upon system load parameters might introduce excessive processing overhead. Association would occur outside of the database and prior to insertion. This would mean that all data entry paths would pass through this application outside of the database, and that there could be only one application dealing with the association process.

At the other extreme would be to atomize processing over a plexus of internal procedures, each implementing elemental stages of anlalysis. One might envisage an applet that is triggered by the insertion of a phase arrival, searches the origin table for possible associations, and then inserts unassociated picks into a table of unassociated picks. Perhaps this would trigger a second applet that tries to create new origin table entries by associating this new arrival with other unassociated arrivals. Such an approach would rely much more heavily on 4GL capabilities of the underlying database engine and would take much greater advantage of embedded processing capabilities which are becoming quite powerful. This approach would certainly be considered the more modern of the two.

For real-time seismic applications there are two criteria which should be considered. There is a need for extreme responsiveness, especially if effective early warning systems are to be supported. On the other hand such an approach would, on the surface, seem to embed the association processing into the data entry applications. Running multiple assocators, for example local and teleseismic, for a single network would become rather complex to implement and maintain. Addition of new sources of data, especially from networks incorporating independant "smart stations", would present ongoing reconfiguration problems possibly requiring application reprogramming. Also, for regional and local seismic networks, phase arrival data general appears infrequently and in short bursts. I prefer a hybrid approach wherein all arrivals are entered into the system before association which is "triggered" by the insertion event. Rather than restart competing assocation processes for every arrival, the "triggered" process should communicate with a an associator running as a daemon in background. This approach would seem to preserve a reasonable responsiveness without sacrificing too much structural flexibility. The issue is a complex one and deserves considerable scrutiny and further discussion.

### Subordinate Entities in the SUMMARY Layer

The generality required to merge processing methodologies and data storage requirements across regional network suggests a more flexible mechanism might be required to associate subordinate tables of magnitudes, mechanism, and moment tensors with more primary tables such as lists of origins. This surfaced during the examination of the interlinkage complexity at this level in the NCEDC schema. One such possibility follows the approach represented by the wftag table in the IDC schema. If you recall, this was like a general purpose connector linking waveform identifiers with a variety of dependant tables. A similar mechanism could be implemented with respect to origins, which would add a certain symmetry to the overall data architecture. That is, the primary key of this table would be the origin identifier together with the name of a subordinate table and its identifier. This would permit multiple instances of a particular kind of magnitude for a given origin using efficacy values to resolve a preference. Admittedly queries become somewhat more difficult with this kind of architecture, but the increased flexibility of design might be worth this price.

I tend to think of this approach as similar to subclassing in object oriented programming, or at least I use it in this manner when designing data structures. The central table, in this case the origin parameters, represents a kind of base class, which when take together with various side tables through the proposed coupling relation results in a set of parallel derived classes. Obviously this concept requires considerable further analysis and discussion, but it would appear that some very fruitful possibilities lie in this direction.

### Waveforms

Waveform data has always been a major problem, whether it is represented by warehouses full of deteriorating paper records, or local chip stores gagging on terrabytes of continous, real-time data. The earliest systems for digital data were flat files embedded within a hierarchal directory structure. Disk is still finite, so such files were then backed up on archival tapes often in an esoteric, nonconforming format. At the other extreme lie approaches that store segments of digital waveform data directly in the database itself. This has an advantage that the entire database management and distributed exchange capabilities of modern database systems becomes available. The down side is that real-time waveform streams swamp the trickle of derived parameters, limitting throughput and hogging bandwidth. A better approach might be to store external indices to a waveform server that is directly accessible over the Internet. Such a solution was embodied in the waveserver technology developed by the U.S.G.S. in Menlo Park. Remote processing centers could then access data on demand without requiring transporting all anticipated waveform data as might be attempted using intrinsic database utilities. New opportunities for data management centers emerge for storing and forwarding digital data in near real-time in addition to traditional archival roles. This is another area where a great deal of discussion and possibly a considerable amount of experimentation might be required.

### API: Application Programming Interface

I'm not sure if there is an issue here or not. I've noted a tendancy to included standardization of access together with standardization of at least a core schema. The advantage, of course, is that it provides greater flexibility in the application of more junior programmers in developping and adapting the many applications that will be required. On the other hand, excess standardization inhibits innovation, especially during times when rapid evolution of thinking is required. Perhaps more importantly, the standardization of an API would also seem to imply a preferred programming language, the one used to develop the API. At this point in time I prefer a bit of anarchy, allowing a variety of APIs to develop and tolerating a certain amount of code level incompatibility. Compatibility would of course still be rigidly enforced at the level of the database core tables, regardless of what implementation language is chosen.

## Conclusion

During the course of the analysis it became extremely difficult to "draw the line" limitting the scope to a manageable level. At the outset the task seemed rather straight forward, analyzing current directions with the aim towards distilling common features into "community widsom" in support of the development of an effective real-time schema. I certainly didn't expect to get so drawn into the intracacies of schema design as was the case. Almost like a good mystery, the more I learned and analyzed other's work, the more my interest was drawn into what developed into an extremely fascinating design problem. At this point all I know for sure is that the butler is innocent! Unfortunately, the line has to be drawn somewhere, and there are very important examples I have not addressed. For example, the IRIS's schema design for the DMC was not analyzed because it was in an extreme state of flux with the project was undertaken. There are many others, and important aspects of those discussed that are not presented here.

Another pleasant surprise that developed during analysis was a true respect for the imagination and creativity of those that have worked in this area over the years. Perhaps most significant shortcoming of this investigation was a lack of discourse with some of the principal contibutors to current efforts. Again, some lines need to be drawn or completion might have been indefinitely postponed. It is my profound hope that this document might afford some kind of common basis for discussions, and I very much wish to be a part of future debates. Regardless, my respect for the efforts and crativity of these workers increased monotonically during the course of this analysis. It is difficult to write a critical review without stepping on some toes. If there are those who are offended by some of the points of this document, please accept my most profound apology. The effort was meant to ferret out the most conspicuous "seismic gems", and undoubtedly there is much that I have missed. Undoubtedly my own experience is limited, and the development of a robust and generally useful seismic schema design will require the unification of ideas from many diverse points of view. There is a great deal of talent in out rather small community, and I am convinced that working together we can do incredible things. I would like to be considered a valued member of the team.

## References

IDC DOCUMENTATION: Database Schema Part 1, IDC5.1.1
  The report discussed here was obtained over the Internet from http://www.cmr.gov/. The document was issued by the Geophysical Systems Operation of Science Applications International Corporation (SAIC) as part of the International Data Centre (IDC) Documentation. The ordering number for this document is SAIC-98/3009 (PSR #TN1127) (Part 1 and Part 2), published May 1998. Copies of this document may be ordered by FAX: (619 458-4993).

CNSS Composite Catalog Format, Ver 1.0.1
CNSS Composite Catalog Format, Ver 1.0.2
  Both of these reports were obtained from http://quake.geo.berkeley.edu/cnss/cnss-detail.html . To some extent the NCEDC parametric schema follows the structure of this document set, providing additional information for the interpretation.

NCEDC Parametric Information Schema, Ver 1.4.3
NCEDC Instrument Responses Schema, Ver 1.2
NCEDC Hardware Tracking Schema, Ver 1.2
  NCEDC maintains an extensive library of the rapidly developing schema at http://quake.geo.berkeley.edu/db/ . Both Microsoft Word documents as well as postscript files are provided in a variety of compressed formats.

Earlybird Man Pages
Earthworm Phase II Schema
Earthworm Modules List, April 26, 1998.
  The documents detailing the components of the Earthworm system can be obtained at http://www.cnss.org/EWAB/modules.html . The module documentation was useful to some extent in understanding the PG&E/USGS schema. The first two reports are apparently not publicly available.

SEED
  The documentation of the Standard for the Exchange of Earthquake Data (SEED) is provided in PDF format at http://www.iris.washington.edu/ along with a host of other useful documentation of interest to the seismological community.